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STEVEN G. BLUM AND ASSOCIATES, LLC

SWARTHMORE, PA · CRD 130807 · IAPD ↗ · stevengblum.com · 610-328-7725

$180.2MRegulatory AUM
2Advisory reps
3Employees
0Clients
26-50Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2024 — STEVEN G. BLUM AND ASSOCIATES, LLC now reports custody of client assets ($4.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.