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FINANCIAL FUTURES

BRIELLE, NJ · CRD 128900 · IAPD ↗ · financial-futures-llc.com · 732-722-7289

$270.5MRegulatory AUM
4Advisory reps
5Employees
10Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — FINANCIAL FUTURES notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2024 — FINANCIAL FUTURES grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.