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BASA ADVISORS

DALLAS, TX · CRD 290034 · IAPD ↗ · basaresources.com · 214-559-4200

$95.7MRegulatory AUM
5Advisory reps
14Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
April 2024 — BASA ADVISORS now reports custody of client assets ($107.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.