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OPTION RESEARCH & TECHNOLOGY SERVICES, LLC

PORTSMOUTH, NH · CRD 293933 · IAPD ↗ · orats.com · 312-986-1060

$0Regulatory AUM
5Advisory reps
5Employees
1787Clients
n/aPlanning clients
0Private funds
28States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — OPTION RESEARCH & TECHNOLOGY SERVICES, LLC notice-filed in AL, AZ, CO, CT, FL, GA, IL, IN, MA, MD, MI, MN, MO, NC, NJ, NV, OH, OR, PA, SC, TN, UT, VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
March 2025 — OPTION RESEARCH & TECHNOLOGY SERVICES, LLC notice-filed in CA, NY, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — OPTION RESEARCH & TECHNOLOGY SERVICES, LLC grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.