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THE MASS GROUP

DUBAI, United Arab Emirates · CRD 330425 · IAPD ↗ · the-mass-group.com · +971-4-552-3312

$44.0MRegulatory AUM
2Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

20
April 2026 — THE MASS GROUP notice-filed in CA, CO, FL, LA, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
April 2026 — THE MASS GROUP reported RAUM up 51% ($29.2M -> $44.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
37
April 2025 — THE MASS GROUP reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2024 — THE MASS GROUP (DUBAI, United Arab Emirates) is newly SEC-registered with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.