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RAVEN CAPITAL MANAGEMENT LLC

NEW YORK, NY · CRD 164755 · IAPD ↗ · 212-966-7926

$139.3MRegulatory AUM
11Advisory reps
23Employees
0Clients
n/aPlanning clients
4Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

29
April 2026 — RAVEN CAPITAL MANAGEMENT LLC notice-filed in FL, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
30
April 2025 — RAVEN CAPITAL MANAGEMENT LLC reported RAUM down 90% ($1.64B -> $157.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
April 2025 — RAVEN CAPITAL MANAGEMENT LLC shrank from 13 to 10 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
April 2025 — RAVEN CAPITAL MANAGEMENT LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — RAVEN CAPITAL MANAGEMENT LLC now reports custody of client assets ($1.42B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.