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GUARDIAN WEALTH MANAGEMENT

SALT LAKE CITY, UT · CRD 146923 · IAPD ↗ · investgwm.com · 385-355-4455

$174.8MRegulatory AUM
3Advisory reps
3Employees
0Clients
11-25Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — GUARDIAN WEALTH MANAGEMENT reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
April 2024 — GUARDIAN WEALTH MANAGEMENT reported RAUM up 26% ($106.6M -> $133.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2024 — GUARDIAN WEALTH MANAGEMENT reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2024 — GUARDIAN WEALTH MANAGEMENT now reports custody of client assets ($64.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.