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THE JOSEPH GROUP CAPITAL MANAGEMENT

COLUMBUS, OH · CRD 165311 · IAPD ↗ · 614-228-4300

$1.09BRegulatory AUM
15Advisory reps
25Employees
41Clients
More than 500Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — THE JOSEPH GROUP CAPITAL MANAGEMENT crossed $1B in regulatory AUM ($947.0M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
July 2024 — THE JOSEPH GROUP CAPITAL MANAGEMENT notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — THE JOSEPH GROUP CAPITAL MANAGEMENT notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.