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HIGHTOWER ADVISORS, LLC

CHICAGO, IL · CRD 145323 · IAPD ↗ · hightowerbethesda.com · 312-962-3800

$198.58BRegulatory AUM
953Advisory reps
1983Employees
500Clients
More than 500Planning clients
1Private funds
53States
9Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
August 2026 — HIGHTOWER ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 1 (8 -> 9).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
47
May 2026 — HIGHTOWER ADVISORS, LLC notice-filed in VI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
May 2026 — HIGHTOWER ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 1 (7 -> 8).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
April 2026 — HIGHTOWER ADVISORS, LLC grew from 889 to 953 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — HIGHTOWER ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 3 (4 -> 7).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — HIGHTOWER ADVISORS, LLC added office(s): 100 -> 132 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2025 — HIGHTOWER ADVISORS, LLC reported RAUM up 27% ($130.24B -> $164.79B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — HIGHTOWER ADVISORS, LLC grew from 792 to 889 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — HIGHTOWER ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 2 (2 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
63
April 2024 — HIGHTOWER ADVISORS, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2024 — HIGHTOWER ADVISORS, LLC grew from 777 to 792 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.