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KESTRA INVESTMENT MANAGEMENT, LLC.

AUSTIN, TX · CRD 317711 · IAPD ↗ · 844-553-7872

$4.31BRegulatory AUM
13Advisory reps
17Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

62
April 2026 — KESTRA INVESTMENT MANAGEMENT, LLC. reported RAUM up 65% ($2.62B -> $4.31B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
April 2025 — KESTRA INVESTMENT MANAGEMENT, LLC. grew from 10 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
64
April 2025 — KESTRA INVESTMENT MANAGEMENT, LLC. reported RAUM up 73% ($1.51B -> $2.62B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
20
April 2024 — KESTRA INVESTMENT MANAGEMENT, LLC. changed its website from vimeo.com to kestraim.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
75
April 2024 — KESTRA INVESTMENT MANAGEMENT, LLC. crossed $1B in regulatory AUM ($109.8M -> $1.51B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.