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FLAVIN FINANCIAL SERVICES, INC.

MELBOURNE, FL · CRD 144473 · IAPD ↗ · (321) 725-4700

$205.0MRegulatory AUM
4Advisory reps
4Employees
0Clients
51-100Planning clients
0Private funds
3States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
March 2025 — FLAVIN FINANCIAL SERVICES, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2025 — FLAVIN FINANCIAL SERVICES, INC. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
61
March 2025 — FLAVIN FINANCIAL SERVICES, INC. reported RAUM up 30% ($129.8M -> $168.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
May 2024 — FLAVIN FINANCIAL SERVICES, INC. notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2024 — FLAVIN FINANCIAL SERVICES, INC. (MELBOURNE, FL) is newly SEC-registered with $129.8M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.