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XPONANCE LLC

PHILADELPHIA, PA · CRD 111126 · IAPD ↗ · xponance.com · 215-567-1100

$24.27BRegulatory AUM
15Advisory reps
46Employees
0Clients
0Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
May 2026 — XPONANCE LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
February 2026 — XPONANCE LLC filed an Item 4A succession naming XPONANCE, INC. (CRD 111126) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
60
February 2026 — XPONANCE, INC. is now doing business as XPONANCE LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
49
April 2025 — XPONANCE, INC. notice-filed in MI, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — XPONANCE, INC. notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.