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BROADLAKE FINANCIAL MANAGEMENT

SOUTH BURLINGTON, VT · CRD 105057 · IAPD ↗ · broadlakefinancial.com · 802-863-4463

$409.6MRegulatory AUM
4Advisory reps
5Employees
0Clients
51-100Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2024 — BROADLAKE FINANCIAL MANAGEMENT notice-filed in SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.