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VANTAGE POINT FINANCIAL, LLC

LISLE, IL · CRD 305016 · IAPD ↗ · (331) 204-6212

$484.6MRegulatory AUM
17Advisory reps
17Employees
5Clients
1-10Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — VANTAGE POINT FINANCIAL, LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
April 2025 — VANTAGE POINT FINANCIAL, LLC reported RAUM up 81% ($237.9M -> $430.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2025 — VANTAGE POINT FINANCIAL, LLC grew from 9 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
61
April 2024 — VANTAGE POINT FINANCIAL, LLC reported RAUM up 31% ($181.8M -> $237.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2024 — VANTAGE POINT FINANCIAL, LLC now reports custody of client assets ($58.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.