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CAPITAL ANALYSTS

FORT WASHINGTON, PA · CRD 162200 · IAPD ↗ · lincolninvestment.com · 800-242-1421

$8.77BRegulatory AUM
667Advisory reps
679Employees
57Clients
0Planning clients
0Private funds
52States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — CAPITAL ANALYSTS shrank from 725 to 667 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
April 2025 — CAPITAL ANALYSTS grew from 704 to 725 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
May 2024 — CAPITAL ANALYSTS notice-filed in PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
May 2024 — CAPITAL ANALYSTS's Item 11 disclosure-reporting entries rose by 1 (5 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — CAPITAL ANALYSTS added office(s): 274 -> 277 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2024 — CAPITAL ANALYSTS grew from 680 to 704 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.