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NISA INVESTMENT ADVISORS, LLC

ST. LOUIS, MO · CRD 107313 · IAPD ↗ · nisa.com · 314-721-1900

$343.89BRegulatory AUM
217Advisory reps
417Employees
0Clients
0Planning clients
3Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — NISA INVESTMENT ADVISORS, LLC now reports custody of client assets ($379.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
75
April 2026 — NISA INVESTMENT ADVISORS, LLC now reports 3 private fund(s) ($696.7M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
April 2026 — NISA INVESTMENT ADVISORS, LLC grew from 202 to 217 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
78
April 2025 — NISA INVESTMENT ADVISORS, LLC grew from 194 to 202 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
April 2024 — NISA INVESTMENT ADVISORS, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
82
April 2024 — NISA INVESTMENT ADVISORS, LLC grew from 182 to 194 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.