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KINGDOM FINANCIAL GROUP, LLC

PEORIA, AZ · CRD 155676 · IAPD ↗ · 623-974-0300

$520.9MRegulatory AUM
17Advisory reps
51Employees
0Clients
More than 500Planning clients
0Private funds
14States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — KINGDOM FINANCIAL GROUP, LLC now reports custody of client assets ($291.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2026 — KINGDOM FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($340.6M -> $520.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
April 2025 — KINGDOM FINANCIAL GROUP, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
February 2025 — KINGDOM FINANCIAL GROUP, LLC notice-filed in MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
August 2024 — KINGDOM FINANCIAL GROUP, LLC notice-filed in FL, MO, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
August 2024 — KINGDOM FINANCIAL GROUP, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
47
April 2024 — KINGDOM FINANCIAL GROUP, LLC notice-filed in AK, CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.