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TRAYNOR CAPITAL MANAGEMENT

MALVERN, PA · CRD 138881 · IAPD ↗ · traynorcapital.com · 610-993-9050

$2.42BRegulatory AUM
6Advisory reps
12Employees
985Clients
251-500Planning clients
0Private funds
43States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
August 2026 — TRAYNOR CAPITAL MANAGEMENT notice-filed in ME, MT, RI, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2026 — TRAYNOR CAPITAL MANAGEMENT reported RAUM up 31% ($1.85B -> $2.42B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
69
April 2025 — TRAYNOR CAPITAL MANAGEMENT reported RAUM up 48% ($1.25B -> $1.85B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
72
April 2025 — TRAYNOR CAPITAL MANAGEMENT grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2024 — TRAYNOR CAPITAL MANAGEMENT crossed $1B in regulatory AUM ($823.1M -> $1.25B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.