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HOLDERNESS INVESTMENTS CO

GREENSBORO, NC · CRD 106530 · IAPD ↗ · holdernessinvestments.com · 336-574-1400

$660.7MRegulatory AUM
6Advisory reps
8Employees
0Clients
26-50Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2025 — HOLDERNESS INVESTMENTS CO grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
April 2024 — HOLDERNESS INVESTMENTS CO notice-filed in FL, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — HOLDERNESS INVESTMENTS CO added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — HOLDERNESS INVESTMENTS CO crossed $500M in regulatory AUM ($346.7M -> $510.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.