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GIBBS WEALTH MANAGEMENT, LLC

ALPHARETTA, GA · CRD 281621 · IAPD ↗ · marathongroupfinancial.com · 678-694-8770

$1.06BRegulatory AUM
59Advisory reps
147Employees
0Clients
0Planning clients
0Private funds
39States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
August 2026 — GIBBS WEALTH MANAGEMENT, LLC notice-filed in NH, WA, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
August 2026 — GIBBS WEALTH MANAGEMENT, LLC now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
May 2026 — GIBBS WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 2 (3 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
47
April 2026 — GIBBS WEALTH MANAGEMENT, LLC notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — GIBBS WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (2 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — GIBBS WEALTH MANAGEMENT, LLC added office(s): 76 -> 127 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
80
April 2026 — GIBBS WEALTH MANAGEMENT, LLC grew from 49 to 59 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2026 — GIBBS WEALTH MANAGEMENT, LLC crossed $1B in regulatory AUM ($639.2M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
28
December 2025 — GIBBS WEALTH MANAGEMENT, LLC changed its website from preservationfinancialgroup.com to rosefinancialassociates.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
December 2025 — GIBBS WEALTH MANAGEMENT, LLC notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
28
August 2025 — GIBBS WEALTH MANAGEMENT, LLC changed its website from investsafefinancial.com to preservationfinancialgroup.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
July 2025 — GIBBS WEALTH MANAGEMENT, LLC notice-filed in WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
June 2025 — GIBBS WEALTH MANAGEMENT, LLC notice-filed in ID, MN, MO, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — GIBBS WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($391.4M -> $639.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
83
April 2025 — GIBBS WEALTH MANAGEMENT, LLC grew from 10 to 49 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
January 2025 — GIBBS WEALTH MANAGEMENT, LLC notice-filed in MS, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
September 2024 — GIBBS WEALTH MANAGEMENT, LLC notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2024 — GIBBS WEALTH MANAGEMENT, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
July 2024 — GIBBS WEALTH MANAGEMENT, LLC notice-filed in CT, HI, LA, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
July 2024 — GIBBS WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
47
June 2024 — GIBBS WEALTH MANAGEMENT, LLC notice-filed in AL, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2024 — GIBBS WEALTH MANAGEMENT, LLC notice-filed in KS, KY, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — GIBBS WEALTH MANAGEMENT, LLC added office(s): 27 -> 76 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
April 2024 — GIBBS WEALTH MANAGEMENT, LLC reported RAUM up 96% ($200.2M -> $391.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
February 2024 — GIBBS WEALTH MANAGEMENT, LLC notice-filed in AZ, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.