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MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED

TORONTO, ON, Canada · CRD 125142 · IAPD ↗ · manulifeim.com · (416) 524-9687

$377.8MRegulatory AUM
13Advisory reps
429Employees
0Clients
0Planning clients
0Private funds
0States
11Disclosures
foreignSegment
ApprovedSEC status

Filing changes

18
April 2026 — MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED reported RAUM down 98% ($23.39B -> $377.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
23
April 2026 — MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED's Item 11 disclosure-reporting entries rose by 1 (10 -> 11).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
23
April 2026 — MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED shrank from 27 to 13 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
25
June 2024 — MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED's Item 11 disclosure-reporting entries rose by 1 (10 -> 11).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
39
April 2024 — MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED reported RAUM up 47% ($13.54B -> $19.94B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2024 — MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED grew from 21 to 26 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
25
February 2024 — MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED's Item 11 disclosure-reporting entries rose by 1 (12 -> 13).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.