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OARSMAN CAPITAL, INC

MILWAUKEE, WI · CRD 109993 · IAPD ↗ · 414-221-0081

$1.17BRegulatory AUM
13Advisory reps
21Employees
0Clients
251-500Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — OARSMAN CAPITAL, INC crossed $1B in regulatory AUM ($926.8M -> $1.17B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
April 2025 — OARSMAN CAPITAL, INC notice-filed in AK, CO, NE, NH, SC, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2025 — OARSMAN CAPITAL, INC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
April 2025 — OARSMAN CAPITAL, INC reported RAUM up 32% ($703.3M -> $926.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
71
April 2025 — OARSMAN CAPITAL, INC grew from 10 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
68
April 2024 — OARSMAN CAPITAL, INC now reports custody of client assets ($131.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — OARSMAN CAPITAL, INC crossed $500M in regulatory AUM ($440.0M -> $703.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.