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PAYNE CAPITAL MANAGEMENT, LLC

NEW YORK, NY · CRD 147119 · IAPD ↗ · 646-461-7670

$1.34BRegulatory AUM
7Advisory reps
17Employees
0Clients
More than 500Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2024 — PAYNE CAPITAL MANAGEMENT, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2024 — PAYNE CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($895.0M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.