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MACH-1 FINANCIAL GROUP, LLC

ROGERS, AR · CRD 298195 · IAPD ↗ · mach-1financial.com · 479-876-2100

$546.3MRegulatory AUM
8Advisory reps
20Employees
0Clients
251-500Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
May 2026 — MACH-1 FINANCIAL GROUP, LLC notice-filed in GA, KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — MACH-1 FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($416.9M -> $546.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
78
April 2026 — MACH-1 FINANCIAL GROUP, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
45
May 2024 — MACH-1 FINANCIAL GROUP, LLC notice-filed in KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — MACH-1 FINANCIAL GROUP, LLC reported RAUM up 31% ($270.6M -> $354.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — MACH-1 FINANCIAL GROUP, LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
February 2024 — MACH-1 FINANCIAL GROUP, LLC notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.