← Tributary

JOURNEY WEALTH MANAGEMENT

CLEVELAND, OH · CRD 298904 · IAPD ↗ · fsmwealthadvisors.com · 216-468-1333

$1.39BRegulatory AUM
17Advisory reps
27Employees
0Clients
251-500Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — JOURNEY WEALTH MANAGEMENT crossed $1B in regulatory AUM ($940.7M -> $1.39B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
August 2025 — JOURNEY WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
71
August 2025 — JOURNEY WEALTH MANAGEMENT grew from 14 to 17 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
April 2025 — JOURNEY WEALTH MANAGEMENT reported RAUM up 25% ($750.7M -> $940.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
April 2024 — JOURNEY WEALTH MANAGEMENT reported RAUM up 27% ($593.0M -> $750.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
64
April 2024 — JOURNEY WEALTH MANAGEMENT reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
71
April 2024 — JOURNEY WEALTH MANAGEMENT grew from 9 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.