← Tributary

PINE VALLEY INVESTMENTS

MARLTON, NJ · CRD 173995 · IAPD ↗ · 856-334-8260

$2.67BRegulatory AUM
31Advisory reps
37Employees
1Clients
251-500Planning clients
2Private funds
23States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — PINE VALLEY INVESTMENTS notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — PINE VALLEY INVESTMENTS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — PINE VALLEY INVESTMENTS notice-filed in AZ, CO, CT, IL, LA, MI, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — PINE VALLEY INVESTMENTS reported RAUM up 25% ($1.74B -> $2.18B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
76
April 2024 — PINE VALLEY INVESTMENTS grew from 24 to 30 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2024 — PINE VALLEY INVESTMENTS crossed $1B in regulatory AUM ($964.6M -> $1.74B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.