← Tributary

ROOTED WEALTH ADVISORS

BOURBONNAIS, IL · CRD 313759 · IAPD ↗ · 866.766.8332

$408.8MRegulatory AUM
8Advisory reps
22Employees
1Clients
More than 500Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — ROOTED WEALTH ADVISORS notice-filed in MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — ROOTED WEALTH ADVISORS reported RAUM up 28% ($318.3M -> $408.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2026 — ROOTED WEALTH ADVISORS now reports custody of client assets ($8.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
December 2025 — ROOTED WEALTH ADVISORS notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — ROOTED WEALTH ADVISORS added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
March 2025 — ROOTED WEALTH ADVISORS added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
March 2025 — ROOTED WEALTH ADVISORS reported RAUM up 43% ($223.0M -> $318.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2025 — ROOTED WEALTH ADVISORS grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
25
November 2024 — ROOTED WEALTH ADVISORS changed its website from retirementincomechecklist.com to retirerwa.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
25
September 2024 — ROOTED WEALTH ADVISORS changed its website from playbook4retirement.com to retirementincomechecklist.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
25
April 2024 — ROOTED WEALTH ADVISORS changed its website from retirementroadmaptoolkit.com to playbook4retirement.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
50
April 2024 — ROOTED WEALTH ADVISORS added office(s): 4 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
62
April 2024 — ROOTED WEALTH ADVISORS reported RAUM up 37% ($163.3M -> $223.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2024 — ROOTED WEALTH ADVISORS grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.