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VELA INVESTMENT MANAGEMENT, LLC

NEW ALBANY, OH · CRD 306678 · IAPD ↗ · (614) 653-8352

$562.9MRegulatory AUM
23Advisory reps
29Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — VELA INVESTMENT MANAGEMENT, LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — VELA INVESTMENT MANAGEMENT, LLC crossed $500M in regulatory AUM ($486.2M -> $562.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
77
April 2026 — VELA INVESTMENT MANAGEMENT, LLC grew from 14 to 23 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
August 2024 — VELA INVESTMENT MANAGEMENT, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — VELA INVESTMENT MANAGEMENT, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.