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APOGEM CAPITAL LLC

NEW YORK, NY · CRD 309234 · IAPD ↗ · mcfllc.com · (212) 601-3600

$43.82BRegulatory AUM
127Advisory reps
259Employees
3Clients
n/aPlanning clients
114Private funds
6States
17Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — APOGEM CAPITAL LLC shrank from 137 to 127 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
March 2026 — APOGEM CAPITAL LLC's Item 11 disclosure-reporting entries rose by 4 (13 -> 17).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
April 2025 — APOGEM CAPITAL LLC grew from 116 to 137 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — APOGEM CAPITAL LLC's Item 11 disclosure-reporting entries rose by 1 (18 -> 19).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.