← Tributary

ASPEN CAPITAL MANAGEMENT, LLC

BOISE, ID · CRD 119050 · IAPD ↗ · 208-345-0174

$1.34BRegulatory AUM
9Advisory reps
12Employees
0Clients
251-500Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
December 2025 — ASPEN CAPITAL MANAGEMENT, LLC grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
March 2025 — ASPEN CAPITAL MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
51
December 2024 — ASPEN CAPITAL MANAGEMENT, LLC notice-filed in MT, NC, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2024 — ASPEN CAPITAL MANAGEMENT is now doing business as ASPEN CAPITAL MANAGEMENT, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
70
April 2024 — ASPEN CAPITAL MANAGEMENT, LLC now reports custody of client assets ($588.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
April 2024 — ASPEN CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($850.4M -> $1.01B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.