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PROXY WEALTH ADVISORS LLC

WINDERMERE, FL · CRD 298080 · IAPD ↗ · proxywealth.com · 646-289-5075

$83.3MRegulatory AUM
11Advisory reps
25Employees
0Clients
51-100Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
May 2026 — PROXY WEALTH ADVISORS LLC notice-filed in MS, OH, OK, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
April 2026 — PROXY WEALTH ADVISORS LLC notice-filed in MA, NV, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — PROXY WEALTH ADVISORS LLC moved its main office from AVENTURA, FL to WINDERMERE, FL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
42
August 2025 — PROXY WEALTH ADVISORS LLC notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
July 2025 — PROXY WEALTH ADVISORS LLC added office(s): 9 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — PROXY WEALTH ADVISORS LLC reported RAUM down 32% ($132.8M -> $90.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
58
April 2025 — PROXY WEALTH ADVISORS LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
March 2025 — PROXY WEALTH ADVISORS LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
January 2025 — PROXY WEALTH ADVISORS LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
January 2025 — PROXY WEALTH ADVISORS LLC added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
October 2024 — PROXY WEALTH ADVISORS LLC added office(s): 6 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
May 2024 — PROXY WEALTH ADVISORS LLC added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
April 2024 — PROXY WEALTH ADVISORS LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
February 2024 — PROXY WEALTH ADVISORS LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2024 — PROXY WEALTH ADVISORS LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
69
February 2024 — PROXY WEALTH ADVISORS LLC grew from 5 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.