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HARVEY INVESTMENT COMPANY, LLC

LOUISVILLE, KY · CRD 110482 · IAPD ↗ · harveyinvestment.com · 502-339-8270

$1.03BRegulatory AUM
4Advisory reps
4Employees
2Clients
0Planning clients
0Private funds
10States
9Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
September 2026 — HARVEY INVESTMENT COMPANY, LLC's Item 11 disclosure-reporting entries rose by 1 (8 -> 9).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
June 2026 — HARVEY INVESTMENT COMPANY, LLC's Item 11 disclosure-reporting entries rose by 1 (7 -> 8).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
April 2026 — HARVEY INVESTMENT COMPANY, LLC crossed $1B in regulatory AUM ($941.5M -> $1.03B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
April 2025 — HARVEY INVESTMENT COMPANY, LLC's Item 11 disclosure-reporting entries rose by 3 (4 -> 7).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
April 2024 — HARVEY INVESTMENT COMPANY, LLC's Item 11 disclosure-reporting entries rose by 4 (0 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.