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TMD WEALTH MANAGEMENT

SCOTTSDALE, AZ · CRD 309514 · IAPD ↗ · 602-279-2020

$780.8MRegulatory AUM
6Advisory reps
10Employees
3Clients
51-100Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
September 2024 — TMD WEALTH MANAGEMENT (SCOTTSDALE, AZ) left the SEC roster (was $780.8M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
July 2024 — TMD WEALTH MANAGEMENT shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
April 2024 — TMD WEALTH MANAGEMENT notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.