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THE CAPROCK GROUP, LLC

BOISE, ID · CRD 124272 · IAPD ↗ · (208) 368-9600

$12.48BRegulatory AUM
38Advisory reps
67Employees
436Clients
251-500Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
September 2026 — THE CAPROCK GROUP, LLC notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — THE CAPROCK GROUP, LLC added office(s): 8 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
November 2024 — THE CAPROCK GROUP, LLC added office(s): 4 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
November 2024 — THE CAPROCK GROUP, LLC reported RAUM up 35% ($6.92B -> $9.36B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
November 2024 — THE CAPROCK GROUP, LLC grew from 30 to 35 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
78
November 2024 — THE CAPROCK GROUP, LLC reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
80
November 2024 — THE CAPROCK GROUP, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
47
July 2024 — THE CAPROCK GROUP, LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
June 2024 — THE CAPROCK GROUP, LLC notice-filed in MI, NY, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — THE CAPROCK GROUP, LLC notice-filed in AZ, FL, IL, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.