← Tributary

PLATFORM TECHNOLOGY PARTNERS

LOCUST VALLEY, NY · CRD 305602 · IAPD ↗ · neprivatewealth.com · 212-444-2362

$1.23BRegulatory AUM
9Advisory reps
12Employees
1Clients
1-10Planning clients
6Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
October 2026 — PLATFORM TECHNOLOGY PARTNERS notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — PLATFORM TECHNOLOGY PARTNERS moved its main office from NEW YORK, NY to LOCUST VALLEY, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
63
April 2025 — PLATFORM TECHNOLOGY PARTNERS reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2025 — PLATFORM TECHNOLOGY PARTNERS crossed $1B in regulatory AUM ($936.7M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
66
April 2024 — PLATFORM TECHNOLOGY PARTNERS reported RAUM up 44% ($648.3M -> $936.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2024 — PLATFORM TECHNOLOGY PARTNERS now reports custody of client assets ($567.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.