← Tributary

FORTUNE FINANCIAL ADVISORS, LLC

OVERLAND PARK, KS · CRD 145799 · IAPD ↗ · fortunefinancialadvisors.com · 913-393-0038

$322.6MRegulatory AUM
6Advisory reps
6Employees
0Clients
26-50Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

69
April 2026 — FORTUNE FINANCIAL ADVISORS, LLC reported RAUM up 59% ($202.4M -> $322.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
January 2026 — FORTUNE FINANCIAL ADVISORS, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — FORTUNE FINANCIAL ADVISORS, LLC reported RAUM down 45% ($369.0M -> $202.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2025 — FORTUNE FINANCIAL ADVISORS, LLC shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
68
April 2024 — FORTUNE FINANCIAL ADVISORS, LLC now reports custody of client assets ($92.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.