← Tributary

EMBREE FINANCIAL GROUP

CHICAGO, IL · CRD 108233 · IAPD ↗ · 312-527-5565

$2.64BRegulatory AUM
13Advisory reps
18Employees
10Clients
101-250Planning clients
0Private funds
23States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
March 2026 — EMBREE FINANCIAL GROUP added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
January 2026 — EMBREE FINANCIAL GROUP notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
January 2026 — EMBREE FINANCIAL GROUP added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
51
January 2025 — EMBREE FINANCIAL GROUP notice-filed in IA, OR, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
May 2024 — EMBREE FINANCIAL GROUP added office(s): 0 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
May 2024 — EMBREE FINANCIAL GROUP notice-filed in AZ, CA, CO, CT, FL, IN, MI, NC, NH, NJ, NY, OH, PA, TN, TX, VA, WA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
May 2024 — EMBREE FINANCIAL GROUP grew from 10 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
April 2024 — EMBREE FINANCIAL GROUP reported RAUM up 26% ($1.63B -> $2.04B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — EMBREE FINANCIAL GROUP now reports custody of client assets ($211.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.