← Tributary

ROCKINGSTONE ADVISORS

GREAT BARRINGTON, MA · CRD 149592 · IAPD ↗ · rockingstoneadvisors.com · 212-430-2240

$280.1MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2024 — ROCKINGSTONE ADVISORS notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.