← Tributary

REDMONT WEALTH

CHICAGO, IL · CRD 310981 · IAPD ↗ · 312-848-1136

$4.8MRegulatory AUM
1Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
September 2026 — REDMONT WEALTH (CHICAGO, IL) left the SEC roster (was $4.8M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
June 2026 — REDMONT WEALTH reported RAUM down 98% ($260.0M -> $4.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
60
April 2025 — REDMONT WEALTH reported RAUM up 27% ($187.1M -> $237.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
April 2024 — REDMONT WEALTH notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — REDMONT WEALTH reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.