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ONE CHARLES PRIVATE WEALTH

HINGHAM, MA · CRD 286635 · IAPD ↗ · focusfinancialpartners.com · 617-337-4208

$1.09BRegulatory AUM
5Advisory reps
7Employees
0Clients
251-500Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
September 2026 — ONE CHARLES PRIVATE WEALTH (HINGHAM, MA) left the SEC roster (was $1.09B RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2026 — ONE CHARLES PRIVATE WEALTH shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2026 — ONE CHARLES PRIVATE WEALTH reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2026 — ONE CHARLES PRIVATE WEALTH crossed $1B in regulatory AUM ($936.4M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
64
April 2025 — ONE CHARLES PRIVATE WEALTH reported RAUM up 31% ($715.1M -> $936.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — ONE CHARLES PRIVATE WEALTH grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
March 2024 — ONE CHARLES PRIVATE WEALTH notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.