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PENNYBACKER CAPITAL MANAGEMENT, LLC

AUSTIN, TX · CRD 160056 · IAPD ↗ · pennybackercap.com · 512-610-2910

$4.86BRegulatory AUM
43Advisory reps
63Employees
0Clients
n/aPlanning clients
28Private funds
4States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
April 2025 — PENNYBACKER CAPITAL MANAGEMENT, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2025 — PENNYBACKER CAPITAL MANAGEMENT, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2025 — PENNYBACKER CAPITAL MANAGEMENT, LLC reported RAUM up 41% ($3.67B -> $5.18B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2025 — PENNYBACKER CAPITAL MANAGEMENT, LLC grew from 39 to 45 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
34
April 2024 — PENNYBACKER CAPITAL MANAGEMENT, LLC notice-filed in CO, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.