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PASADENA PRIVATE WEALTH, LLC

PASADENA, CA · CRD 295178 · IAPD ↗ · pasadenaprivatewealth.com · 626-993-9300

$1.62BRegulatory AUM
8Advisory reps
19Employees
0Clients
251-500Planning clients
6Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — PASADENA PRIVATE WEALTH, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
August 2026 — PASADENA PRIVATE WEALTH, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
March 2026 — PASADENA PRIVATE WEALTH, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
March 2026 — PASADENA PRIVATE WEALTH, LLC reported RAUM up 28% ($1.27B -> $1.62B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2025 — PASADENA PRIVATE WEALTH, LLC added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2025 — PASADENA PRIVATE WEALTH, LLC reports 251-500 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2024 — PASADENA PRIVATE WEALTH, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2024 — PASADENA PRIVATE WEALTH, LLC crossed $1B in regulatory AUM ($917.2M -> $1.21B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.