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THE KOCEN FINANCIAL GROUP, INC.

RANCHO MIRAGE, CA · CRD 112129 · IAPD ↗ · kfginc.com · 760-324-4015

$185.9MRegulatory AUM
5Advisory reps
5Employees
2Clients
51-100Planning clients
0Private funds
5States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
November 2024 — THE KOCEN FINANCIAL GROUP, INC.'s Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
44
April 2024 — THE KOCEN FINANCIAL GROUP, INC. notice-filed in IL, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.