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EPFC CAPITAL PARTNERS

NEW YORK, NY · CRD 307803 · IAPD ↗ · epfc.capital · 929-447-0490

$1.99BRegulatory AUM
11Advisory reps
15Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

55
September 2026 — EPFC CAPITAL PARTNERS (NEW YORK, NY) left the SEC roster (was $1.99B RAUM, 11 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
40
April 2026 — EPFC CAPITAL PARTNERS reported RAUM down 28% ($2.76B -> $1.99B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
57
April 2025 — EPFC CAPITAL PARTNERS grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2025 — EPFC CAPITAL PARTNERS now reports 1 private fund(s) ($592.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
70
April 2025 — EPFC CAPITAL PARTNERS crossed $1B in regulatory AUM ($417.4M -> $2.76B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
43
April 2024 — EPFC CAPITAL PARTNERS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
April 2024 — EPFC CAPITAL PARTNERS grew from 3 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.