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WATERTON INVESTMENT ADVISER, L.L.C.

CHICAGO, IL · CRD 285602 · IAPD ↗ · g.page · 312-948-4500

$4.33BRegulatory AUM
70Advisory reps
226Employees
0Clients
n/aPlanning clients
12Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
April 2025 — WATERTON INVESTMENT ADVISER, L.L.C. grew from 64 to 69 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2024 — WATERTON INVESTMENT ADVISER, L.L.C. added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
April 2024 — WATERTON INVESTMENT ADVISER, L.L.C. reported RAUM up 26% ($3.75B -> $4.71B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
66
April 2024 — WATERTON INVESTMENT ADVISER, L.L.C. grew from 53 to 64 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.