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SPROTT ASSET MANAGEMENT LP

TORONTO, ONTARIO, Canada · CRD 159263 · IAPD ↗ · 416-943-8099

$1.42BRegulatory AUM
10Advisory reps
68Employees
2Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

35
April 2025 — SPROTT ASSET MANAGEMENT LP (TORONTO, ONTARIO, Canada) left the SEC roster (was $1.42B RAUM, 10 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
June 2024 — SPROTT ASSET MANAGEMENT LP crossed $1B in regulatory AUM ($792.1M -> $1.42B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
18
April 2024 — SPROTT ASSET MANAGEMENT LP reported RAUM down 96% ($19.87B -> $792.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
41
April 2024 — SPROTT ASSET MANAGEMENT LP grew from 7 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.