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KEENAN FINANCIAL

BOSTON, MA · CRD 285673 · IAPD ↗ · (978) 270-1193

$202.5MRegulatory AUM
26Advisory reps
27Employees
0Clients
More than 500Planning clients
0Private funds
46States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
May 2026 — KEENAN FINANCIAL notice-filed in DC, KS, MO, MS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
62
April 2026 — KEENAN FINANCIAL reported RAUM up 37% ($148.0M -> $202.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
April 2025 — KEENAN FINANCIAL reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2025 — KEENAN FINANCIAL reported RAUM up 44% ($102.7M -> $148.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
78
April 2025 — KEENAN FINANCIAL grew from 11 to 24 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
48
December 2024 — KEENAN FINANCIAL notice-filed in AL, ID, KY, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
May 2024 — KEENAN FINANCIAL notice-filed in AR, DE, HI, IN, ME, NM, NV, OH, OR, UT, WI, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — KEENAN FINANCIAL's Item 11 disclosure-reporting entries rose by 2 (2 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
February 2024 — KEENAN FINANCIAL notice-filed in AZ, GA, MN, NE, NJ, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.