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HERITAGE FAMILY OFFICES, LLP

SCOTTSDALE, AZ · CRD 323930 · IAPD ↗ · (602) 775-5400

$423.3MRegulatory AUM
3Advisory reps
13Employees
250Clients
251-500Planning clients
1Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — HERITAGE FAMILY OFFICES, LLP shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
64
April 2026 — HERITAGE FAMILY OFFICES, LLP reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
48
April 2024 — HERITAGE FAMILY OFFICES, LLP moved its main office from PHOENIX, AZ to SCOTTSDALE, AZ.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
68
April 2024 — HERITAGE FAMILY OFFICES, LLP now reports custody of client assets ($52.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
April 2024 — HERITAGE FAMILY OFFICES, LLP reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
73
April 2024 — HERITAGE FAMILY OFFICES, LLP now reports 1 private fund(s) ($13.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.