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PZENA INVESTMENT MANAGEMENT LLC

NEW YORK, NY · CRD 106847 · IAPD ↗ · 212-355-1600

$81.44BRegulatory AUM
55Advisory reps
164Employees
45Clients
n/aPlanning clients
6Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — PZENA INVESTMENT MANAGEMENT LLC reported RAUM up 28% ($63.69B -> $81.44B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
49
April 2025 — PZENA INVESTMENT MANAGEMENT LLC notice-filed in AK, MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — PZENA INVESTMENT MANAGEMENT LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.