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J. HAGAN CAPITAL, INC.

LOUISVILLE, KY · CRD 168467 · IAPD ↗ · (502) 690-5635

$341.8MRegulatory AUM
6Advisory reps
14Employees
0Clients
0Planning clients
0Private funds
10States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
October 2026 — J. HAGAN CAPITAL, INC.'s Item 11 disclosure-reporting entries rose by 1 (1 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
October 2026 — J. HAGAN CAPITAL, INC. shrank from 10 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
June 2026 — J. HAGAN CAPITAL, INC. added office(s): 2 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
April 2026 — J. HAGAN CAPITAL, INC. reported RAUM up 31% ($260.9M -> $341.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2026 — J. HAGAN CAPITAL, INC. now reports custody of client assets ($28.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
71
April 2026 — J. HAGAN CAPITAL, INC. grew from 7 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
December 2025 — J. HAGAN CAPITAL, INC. notice-filed in WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2025 — J. HAGAN CAPITAL, INC. reported RAUM up 41% ($185.6M -> $260.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2024 — J. HAGAN CAPITAL, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2024 — J. HAGAN CAPITAL, INC. grew from 3 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.